Announcing a special program for dually licensed (Series 6 or 7 & IAR), or Series 65 representatives (IAR) who do Managed Money exclusively.
- Spend your time growing your business – Let us run the compliance department and complete back-office operations
- Open unlimited managed accounts in all 50 states
- Stop worrying about the $100m AUM requirement taking effect in 2012
- Have access to a complete line of commission products if requested by your clients – including unsolicited online trading access at $9.95 per trade
- Custodial services and managed money platform provided by RBC Wealth Management – Ranked #1 by J.D. Power for full service firms in 2011
- You own your Series 65 book of business – we will assist you in moving it if you ever choose to leave us
Our payout plans are truly remarkable and will cause you to re-evaluate your desire you run your own RIA firm.
| Book of Business | Payout |
| If your combined book of business is $7.5m or more | 95% payout |
| If your combined book of business is $3m to $7.5m | 93% payout |
| For a fee based book of business under $3m | 90% payout |
*combined book of business means the total of B/D assets + managed money assets, or managed money assets alone.
*Series 65 fee based advisory services offered by Liberty Partners Capital Management, LLC
Call me today and find out how we can help you with your RIA business!
Jeff Fanning 866-828-1419
